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YBa2Cu3O7 and La2CuO4 high-Tc superconductor-clusters used for density functional calculations


Stripe patterns in underdoped cuprates compatible with magnetic neutron scattering data, E. P. Stoll and P. F. Meier, Phys. Rev. B, 79, 134418 (2009).
Abstract:
In the insulating phase the cuprates exhibit long-ranged antiferromagnetic order which, however, breaks down when they are doped to become metallic. Neutron scattering data show that upon doping the width w of the magnetic structure factors S(q) becomes broader and that their centers shift away from the antiferromagnetic wave vector by an amount delta which grows with increasing doping concentration. The spatial two-point spin correlation can directly be determined from S(q). Using the information available from the position and width of S(q) and assuming random spin phase distributions, we calculated the spin arrangement s/m in direct space. s/m exhibits patterns of vertical and horizontal stripes of finite length such as a two-dimensional nematic fluid. The finite length depends on the width w whereas the distance between two neighboring stripes is proportional to delta. Furthermore, the differences between experimental results obtained by neutron scattering and by nuclear magnetic resonance are discussed.

Ab initio calculations of the electronic structure of cuprates using large scale cluster techniques, S. Renold, C. Bersier, E. P. Stoll and P. F. Meier, arXiv:0711.1606
(Submitted on 10 Nov 2007)
Abstract:
The local electronic structures of La2CuO4, three members of the Yttrium-family (YBa2Cu3O6, YBa2Cu3O7, and YBa2Cu4O8), and to some extent of Nd2CuO4 have been determined using all-electron ab-initio cluster calculations for clusters comprising up to thirteen planar copper atoms associated with their nearest planar and apical oxygen atoms. Spin-polarized calculations in the framework of density functional theory have enabled an estimation of the superexchange couplings J. Electric field gradients at the planar copper sites are determined and their dependence on the occupation of the various atomic orbitals are investigated in detail. The changes of the electronic field gradient and of the occupation of orbitals upon doping are studied and discussed. Furthermore, magnetic hyperfine fields are evaluated and disentangled into on-site and transferred contributions, and the chemical shifts at the copper nucleus are calculated. In general the results are in good agreement with values deduced from experiments except for the value of the chemical shift with applied field perpendicular to the CuO2-plane.

First principles study of local electronic and magnetic properties in pure and electron-doped Nd2CuO4, C. Bersier, S. Renold, E. P. Stoll, and P. F. Meier, J. Phys.: Condens. Matter, 18, 7481-7495 (2006)
Abstract:
The local electronic structure of Nd2CuO4 is determined from ab-initio cluster calculations in the framework of density functional theory. Spin-polarized calculations with different multiplicities enable a detailed study of the charge and spin density distributions, using clusters that comprise up to 13 copper atoms in the CuO2 plane. Electron doping is simulated by two different approaches and the resulting changes in the local charge distribution are studied in detail and compared to the corresponding changes in hole doped La2CuO4. The electric field gradient (EFG) at the copper nucleus is investigated and good agreement is found with experimental values. In particular a careful study of the various contributions to the EFG exhibits that the drastic reduction of the main component of the EFG in the electron-doped material with respect to La2CuO4 is due to a reduction of the occupancy of the 3d{3z**2-r**2} atomic orbital. Furthermore, the chemical shieldings at the copper nucleus are determined and are compared to results obtained from NMR measurements. The magnetic hyperfine coupling constants are derived from the spin density distribution calculated for different spin multiplicities.

Charge and spin density distributions around Zn impurities in cuprates, C. Bersier, S. Renold, E. P. Stoll, and P. F. Meier, Phys. Rev. B, 72, 224514 (2005).
Abstract:
The effect of zinc substitution on the local electronic structure of several cuprates is investigated using first-principles cluster calculations. Clusters comprising 5, 9, and 13 copper atoms in the cuprate plane of La2CuO4, YBa2Cu3O7, and YBa2Cu4O8 are used. Spin polarized calculations with different multiplicities in the framework of the density functional theory enable a detailed study of the changes in the charge and spin density distribution induced by Zn substitution. Furthermore, doping with charge carriers in the above materials is simulated and the resulting changes in the charge distribution are compared to the changes induced by Zn impurities. These differences are then discussed in terms of a phenomenological model related to properties expected from the generic phase diagram. The effects of zinc substitution are rather local and as expected the absolute values of the Mulliken charge at both nearest and next nearest neighbor oxygens to Zn are larger than in the unsubstituted clusters. The calculated electric field gradient at Cu sites that are the nearest neighbor to Zn is found to be somewhat larger than in the unsubstituted cluster whereas that of next nearest neighbors is about 5% smaller. We conclude that the satellite peak in the Cu nuclear quadrupole resonance spectrum occurring upon Zn substitution in YBa2Cu3O7 and YBa2Cu4O8 has its origin at Cu that are next nearest neighbors to Zn.

Suppression of critical properties in doped cuprates, E. P. Stoll, Journal of Physics A: Mathematical and General, 38 125-132, 2005.
Abstract:
In high-Tc superconductors dopant atoms supply holes or excess electrons. Electric conduction happens in the neighborhood of dopants within a circle several lattice constant wide. Percolation of these conducting areas leads to global conduction. Diffusing d-electrons in these areas can destroy antiferromagnetism: the Neel temperatures decrease with doping. Based on an Ising model with antiferromagnetic interactions acting in the part of the lattice not covered by conducting areas, the specific heat, the staggered susceptibility and the spin correlation lengths show very broad peaks even for low dopant concentrations. In doped cuprates, due to the small size granularity comparable with the sizes of our simulated systems, possible peak height singularities are always suppressed.
Keywords: Computer modeling and simulation; critical exponents; percolation and fractals; magnetic impurities.

From next nearest neighbour site percolation to continuum percolation: Application to high-Tc superconductors, E. P. Stoll, Int. J. Mod. Phys. C, 15, 321 (2004).
Abstract:
In high-Tc superconductors dopant atoms supply holes or excess electrons, and electric conduction is established in the neighbourhood of the dopant. We propose that percolation of these conducting areas leads to global electric conduction. To investigate these processes numerical procedures to simulate continuum percolation are developed. The relation between the concentration of connecting discs and the fraction of the area of the plane covered by all discs is computed in the whole range between next nearest neighbour site percolation and continuum percolation. This method is applied to investigate underdoped copper oxides where small hole or excess electron concentrations are insufficient to establish electric conduction. The results of this study are applied to the model of mobile charge carriers which consist of or are accompanied by diffusing d-electrons. Our investigations show that with increasing doping the Neel temperature of the antiferromagnetism vanishes and spin glass states appear in accordance with experiments. Furthermore, the peaks in the specific heat become very broad. This broadening due to randomness and loss of translation invariance has been observed in nuclear magnetic resonance peaks of doped superconducting cuprates.
Keywords: Computer modeling and simulation; percolation and fractals; fluctuations (superconductivity); mixed state (superconductivity).

Percolation, fractal behavior and high-Tc superconductivity, E. P. Stoll, Journal of Superconductivity: Incorporating Novel Magnetism, 17, 79 (2004).
Abstract:
Hole suppliers like Sr in doped La2CuO4 are mainly randomly distributed. Assuming that the holes are dislocated over a few lattice constants away from the Sr atom, the conducting areas form randomly distributed circles in the CuO2 layer planes. Conductivity and also superconductivity can occur only when these circles touch each other and form percolation clusters. Mobile holes are accompanied by diffusing d-electrons. Their spin direction is no longer localized on distinct places, and antiferromagnetism breaks down. The phase diagram of high-Tc superconductors is discussed on the basis of a modified continuum percolation model for which the centers of each circle are located on lattice points. The inhomogeneities due to the random hole distributions lead to broad peaks instead of sharp singularities in the static and dynamic response functions.
Keywords: Superconductivity, impurity concentration, fractal and percolation fluctuations at superconductivity, numerical simulation.

On the distribution of intrinsic holes in cuprates, E. P. Stoll, P. F. Meier, and T.A. Claxton, J. Phys.: Condens. Matter, 15 (26 November 2003) 7881-7889 (2003),
Abstract:
First principles density functional calculations on the La2CuO4 crystal, simulated by using the Cu5O26/Cu8La34 cluster have been analysed to reveal that the Cu 4s orbital is occupied by about 0.5 electrons. Since this may have important consequences on the method of calculation of the intrinsic hole distribution in cuprates a study of the frontier orbitals has been made. It is concluded that the Cu 4s occupancy is a direct result of a charge transfer from the oxygen anions but does not involve the hole. It is a clear illustration that the hole distribution cannot be always estimated from the charge density distribution alone. 60% of the hole remains on the copper while the rest is spread evenly about the planar oxygen atoms.
Keywords: Density functional theory, local density approximation, gradient and other corrections; theory, models, and numerical simulation; Point defects (vacancies, interstitials, color centers, etc.) and defect clusters.

Charge Distribution in La[2-x]Sr[x]CuO[4], E. P. Stoll, P. F. Meier, and T.A. Claxton, International Journal of Modern Physics B, 17, Nos. 18-20, 3329 (10 August 2003).
Abstract:
The electronic structure of La2CuO4 has been studied by first-principles cluster calculations before and after doping. Clusters containing up to five planar copper atoms were investigated using the density functional method. At variance with band-structure calculations, we have been able to determine the charge and spin distributions from molecular orbitals expressed as linear combinations of atomic orbitals localised at the nuclear sites. Doping is achieved by subtracting an electron from the cluster which, although there is a change of spin state, produces a charge distribution which is remarkably similar to the charge distribution of the peripheral charge method which does not involve changes in spin state. The peripheral charge method is designed to simulate doping by placing a carefully chosen set of point charges beyond the periphery of the cluster and relies on the supposition that the hole distribution is closely related to the charge distribution. More importantly the peripheral charge method enables charge distribution changes to be obtained for fractional changes in doping. The results show that with fixed nuclear positions, doping not only depopulates the 2p orbitals but also affects other orbitals. This redistribution of charges influences the electric field gradients and hyperfine coupling parameters. The theoretical values for the field gradients are compared to values derived from experiments.
Keywords: Theory and models; numerical simulation; response to electromagnetic fields; point defects and defect clusters.

Muon sites and hyperfine fields in La2CuO4,H.U. Suter, E. P. Stoll, and P. F. Meier, Physica B: Condensed Matter, Volume 326, Issues 1-4, February 2003, Pages 329-332
Abstract:
The local electronic structure of La2CuO4 has been determined using first-principles cluster procedures. Spin polarized calculations with the density functional method with generalized gradient corrections to the correlation functionals have been performed for various clusters containing up to nine copper atoms. The resulting electric field gradients and magnetic hyperfine coupling parameters are in good agreement with experiment. We then have extended the clusters by inclusion of a hydrogen (muon) at various selected sites and have determined the total energy allowing for lattice relaxation of neighboring atoms. The hyperfine fields at the muon transferred from the copper ions have been evaluated. The results are compared with those at previously suggested muon sites.
Keywords: Cluster calculations; Cuprates; Hyperfine fields
PACS classification codes: 21.60.Gx; 74.72.Dh; 32.10.Fn

Comparison of the Electronic Structures of La2CuO4, Sr2CuO2Cl2, and Sr2CuO2F2 C. Bersier, E. P. Stoll, P. F. Meier, and T.A. Claxton, Journal of Superconductivity: Incorporating Novel Magnetism, 15 (5): 403-408, October 2002
Abstract:
First-principles cluster calculations are reported of the local electronic structure of the three compounds: La2CuO4, Sr2CuO2Cl2, and Sr2CuO2F2. The copper 3dx2-y2 and the planar oxygen 2ps atomic orbitals exhibit a similar degree of covalency. The out-of-plane orbitals, however, are quite different with the 3d3z2-r2 atomic orbital lowered significantly in energy for chlorine and fluorine apical positions.
Keywords:
density functional theory 71.15.Mb, Numerical simulation 78.20.Bh, impurity concentration, 61.72.Ss, Computer simulation 61.20.Ja, superconductivity 74.25.Jb

Electric field gradients from first-principles and point-ion calculations E. P. Stoll, T.A. Claxton, P. F. Meier, Phys. Rev. B,65, 64532-1 (2002). LANL (Los Alamos Physics Information Service) Preprint Server, cond-mat/0111371
Abstract:
Point-ion models have been extensively used to determine "hole numbers" at copper and oxygen sites in high-temperature superconducting cuprate compounds from measured nuclear quadrupole frequencies. The present study assesses the reliability of point-ion models to predict electric field gradients accurately and also the implicit assumption that the values can be calculated from the "holes" and not the total electronic structure. First-principles cluster calculations using basis sets centred on the nuclei have enabled the determination of the charge and spin density distribution in the CuO2-plane. The contributions to the electric field gradients and the magnetic hyperfine couplings are analysed in detail. In particular they are partitioned into regions in an attempt to find a correlation with the most commonly used point-ion model, the Sternheimer equation which depends on the two parameters R and gamma. Our most optimistic objective was to find expressions for these parameters, which would improve our understanding of them, but although estimates of the R parameter were encouraging the method used to obtain the gamma parameter indicate that the two parameters may not be independent. The problem seems to stem from the covalently bonded nature of the CuO2-planes in these structures which severely questions using the Sternheimer equation for such crystals, since its derivation is heavily reliant on the application of perturbation theory to predominantly ionic structures. Furthermore it is shown that the complementary contributions of electrons and holes in an isolated ion cannot be applied to estimates of electric field gradients at copper and oxygen nuclei in cuprates.

First-Principles Calculation of Electric Field Gradients and Hyperfine Couplings in YBa2Cu3O7 S. Renold, S. Plibersek, E. P. Stoll, T.A. Claxton, P. F. Meier, Eur. Phys. J. B 23, 3-15 (2001)
Abstract
The local electronic structure of YBa2Cu3O7 has been calculated using first-principles cluster methods. Several clusters embedded in an appropriate background potential have been investigated. The electric field gradients at the copper and oxygen sites are determined and compared to previous theoretical calculations and experiments. Spin polarized calculations with different spin multiplicities have enabled a detailed study of the spin density distribution to be made and a simultaneous determination of magnetic hyperfine coupling parameters. The contributions from on-site and transferred hyperfine fields have been disentangled with the conclusion that the transferred spin densities essentially are due to nearest neighbour copper ions only with marginal influence of ions further away. This implies that the variant temperature dependencies of the planar copper and oxygen NMR spin-lattice relaxation rates are only compatible with commensurate antiferromagnetic correlations. The theoretical hyperfine parameters are compared with those derived from experimental data.

First Principles Investigation of Local Distortions in Doped La2CuO4 Samo Plibersek, E. P. Stoll, and P. F. Meier, Journal of Superconductivity: Incorporating Novel Magnetism, 13, 921-923 (2000).

Influence of Spin-Orbit Couplings to Nuclear Spin-Lattice Relaxation Rates in Sr doped La2CuO4 E. P. Stoll, S. Plibersek, S. Renold, T. A. Claxton, and P. F. Meier, Journal of Superconductivity: Incorporating Novel Magnetism, 13, 971-975 (2000).
The electronic structure of Sr-doped La2CuO4 has been investigated by means of cluster calculations. The results indicate changes in the energies of the molecular orbitals when a copper atom is in the neighbourhood of a Sr; in particular the spin-orbit coupling is altered. It is shown that the Cu nuclear spin-lattice relaxation time depends crucially on this coupling when measured along the direction perpendicular to the CuO2 planes. It is argued that the results presented here are compatible with recent experimental observations. The Cu2O11/Cu6XLa15 cluster. X is either La3+ or the dopant Sr2+. For the two central Cu atoms (dark) at the L- and S- sites and for 11 O atoms an all electron calculation is performed. For the other 6 Cu (bright), X and 15 La atoms pseudopotentials are used.

Cluster Calculations of Hyperfine Interactions in Copper Oxides P.F. Meier, T. A. Claxton, P. Huesser, S. Plibersek, and E. P. Stoll, Z. Naturforschung 55 a, 247-255 (2000).

First-Principles Calculations of Hyperfine Interactions in La2CuO4 P. Huesser, H.U. Suter, E. P. Stoll, and P.F. Meier, Phys. Rev. B, 61, 1567-1579 (2000).

Cluster Calculations of the Hyperfine Properties of Copper Compounds, H.U. Suter, P. Huesser, E. P. Stoll, S. Schafroth, and P.F. Meier, Hyperfine Interactions, 120/121, 137-140 (1999).

A User Project: First-Principles Calculation of Electric-Field Gradients at the Cu Sites in the High Temperature Superconductor YBa2Cu3O7
P. Huesser, S. Schafroth, E. Stoll, H.U. Suter, and P.F. Meier, CrosSCutS, 7, #2, 15 (1998) .

First-Principles Calculation of Electric-Field Gradients at the Cu Sites in YBa2Cu3O7
P. Huesser, E.P. Stoll, H.U. Suter, and P.F. Meier, Physica C, 294, 217-224 (1998).

First-Principles Calculation of Electric-Field Gradients at the Cu Sites in YBa2Cu3O7
P. Huesser, S. Schafroth, E. Stoll, H.U. Suter, P.F. Meier, Helv. Phys. Acta, 70, Separanda 2, S25-S26 (1997).

First-Principles Calculation of Hyperfine Interactions in La2CuO4

P. Huesser, H.U. Suter, E.P. Stoll, and P.F. Meier.

Presented at the Swiss Workshops on Superconductivity and Novel Metals, Les Diablerets, September 27-29, 1999.

We present the results of first-principles cluster calculations of the electronic structure of La2CuO4. Several clusters containing up to nine copper atoms embedded in a background potential were investigated. Spin-polarized calculations were performed both at the Hartree-Fock level and with density functional methods. The dependence of the electric-field gradients at the Cu and the O sites on the cluster size is studied and the results are compared to experiments. The magnetic hyperfine coupling parameters are carefully examined. Special attention is given to a quantitative determination of on-site and transferred hyperfine fields. We provide a detailed analysis that compares the hyperfine fields obtained for various cluster sizes with results from additional calculations of spin states with different multiplicities. From this we conclude that hyperfine couplings are mainly transferred from nearest neighbor Cu2+ ions and that contributions from further distant neighbors are marginal. The mechanisms giving rise to transfer of spin density are worked out. Assuming conventional values for the spin-orbit coupling, the total calculated hyperfine interaction parameters are compared with those derived from experiments.

Theoretical Determination of the Electrical Field Gradients at the Cu nuclei in high-Tc superconductors

P. Huesser, E.P. Stoll, H.U. Suter, and P.F. Meier.

Presented at the Swiss Workshops on Superconductivity and Novel Metals, Les Diablerets, September 30 - October 2, 1996 and September 29 - October 1, 1997.

Nuclear magnetic and quadrupole spectroscopy has provided a considerable amount of data on both static and dynamic properties of high-temperature superconductors [1] In particular, the electric-field gradient (EFG) has been determined with great accuracy for a variety of nuclei. Using first-principles cluster procedures we have investigated these EFG's at the Cu sites in YBa2Cu3O7. For the planar Cu, a large cluster comprising 74 atoms was studied with both Hartree-Fock (HF) and density functional methods. The latter give a highest occupied molecular orbital (HOMO) which consists of an antibonding hybridization between the d[x**2-y**2] of Cu(2) and the p[x] and p[y] orbitals of the neighboring four planar O atoms. The LDA [2] and GGA [3] results differ only in details. The HF method, however, produces a HOMO with Cu s and O s and p[z] orbitals. For all three methods, the EFG's at the Cu(2) site are closer to the experimental value [4] han those obtained with other theoretical approaches [5,6]. The electronic structure revealed by the occupied molecular orbitals and the origin of the EFG is analyzed and discussed. The pressure dependence of the EFG at the Cu(2) site is determined varying the lattice parameters [7]. This simulation of the influence of hydrostatic pressure is in good agreement with NQR experiments [8].
References:
[1] For a review, see D. Brinkmann and M. Mali, in ``NMR Basic Principles and Progress'', (Springer, Heidelberg, 1994), Vol 31, p 171.
[2] S. H. Vosko, L. Wilk and M. Nussair, Can. J. Phys. 58, 1200 (1980).
[3] A. D. Becke, Phys. Rev. A38, 3098 (1988).
[4] C. H. Pennington, D. J. Durand, C. P. Slichter, J. P. Rice, E. D. Bukowski, and D. M. Ginsberg, Phys. Rev. B39, 2902 (1989).
[5] N. Sahoo, S. Markert, T. P. Das, and K. Nagamine, Phys. Rev. B41, 220 (1990).
[6] K. Schwarz, C. Ambrosch-Draxl, and P. Blaha, Phys. Rev. B42, 2051 (1990).
[7] J.D. Jorgensen, S. Pei, P. Lightfoot, D.G. Hinks, B.W. Veal, B. Dabrowski, A.P. Paulikas, and R. Kleb, Physica C, 171, 93 (1990).
[8] K. Mueller, M. Mali, J. Roos, and D. Brinkmann, Physica C, 162-164, 173 (1989).

View into the YBa2Cu3O7 (YBCO) high-Tc superconductor


For more information see:

Doping high-Tc superconductors with oxygen and metallic atoms: a molecular dynamics study
Erich Stoll, Christian Stern, Johannes Singer, and Peter Stucki.

Poster presented at the Swiss Workshop on Superconductivity and Novel Metals, Les Diablerets, September 30 - October 2, 1996.

The magnetic and superconducting properties of high-Tc superconductors depend very heavily on the oxygen content of these compounds. This content can be controlled by the pressure of the ambient oxygen atmosphere depending on the temperature of synthesis and sample annealing. To simulate this experimental behavior by the Interactive Molecular Dynamics System (IMDS) package, an array of YBCO unit-cells is investigated based on a simplified net interaction with repulsive and attractive forces of the type V(dij) = 4 [|E|(S/dij)**12-E(S/dij)**6], where S and E are tunable parameters and dij denotes the interatomic distance between the atoms i and j. A proper choice of these parameters allows the identification and reproduction of known stable YBCO structures.
Based on this work, we are able to study the influence of new metal and oxygen dopant atoms and defects, i.e. the system stability, and by annealing to zero temperature the reconstruction of the atomic structure and the appropriate ground-state energy. Therefore, this method allows an in-depth investigation of processes involved in the synthesis of new structural compounds and of the chemical and structural stability of new compounds, and it reveals information for the understanding of structural phase changes.
The simulation using the Interactive Molecular Dynamics System package gives not only a sophisticated online visualization of the processes involved in the formation of a certain structure, but also provides tools for interactive manipulation and control of these largely nonunderstood chemical and physical processes.

Doping high-Tc superconductors with oxygen and metallic atoms: a molecular dynamics study
Erich Stoll, Christian Stern, Johannes Singer, and Peter Stucki, Journal of Materials Research, 12(11), 2901 (1997).